The Companies and Allied Matters Act 1990 and the requirements of the Self Regulating Organisations and Recognised Professional Bodies are varied and complex. Our specialists are registered with the Securities and Exchange Commission as investment advisors. We provide pragmatic advice in resolving problems associated with compliance and regulations. We have expertise and knowledge of the requirements of investment business and professional practice. In co-ordination with other departments in the firm, we meet the needs of our financial sector clients and provide the following services:
Reviewing systems and compliance procedures to ensure that they meet regulatory standards
Reviewing and/or completing returns for submission to regulatory bodies
Advice on the most effective capital structures and means to maximise financial resources