Financial Sector Services

The Companies and Allied Matters Act 1990 and the requirements of the Self Regulating Organisations and Recognised Professional Bodies are varied and complex. The Securities and Exchange Commission has registered the partners since 1996 as investment advisors.  Our Financial Sector specialists can provide you with practical assistance in solving the problems associated with compliance under the various regulations.  This team has considerable experience and understanding of the particular problems and requirements of investment business and professional practices.   By coordinating with other services provided by the Firm, we meet the needs of our financial sector clients and can help with:

  • Reviewing systems and compliance procedures to ensure that they satisfy the regulators;
  • Reviewing and/or completing returns for submission to regulators; and
  • Advice on the most effective capital structures so as to maximise financial resources.